4. Regulate Conflicted Clearing and Self-Custody Arrangements.
Regulate conflicted clearing and self-custody arrangements.
Occurrences
Evidence
verified · Source version 91823 · locator 3020
Regulate Conflicted Clearing and Self-Custody Arrangements.
verified · Source version 91841 · locator 2392
Webull’s clearing and custody safeguards are concerning.
unverified · Source version 91847 · locator unknown
completed the migration of its U.S. brokerage accounts from a fully disclosed basis to an omnibus basis in October 2025.
unverified · Source version 91849 · locator unknown
The Commodity Futures Trading Commission (“CFTC” or “Commission”) is proposing new rules
verified · Source version 91849 · locator 1570
Comments must be in writing and received by October 5, 2026.
verified · Source version 91851 · locator 368
Webull also supports the Committee’s recommended actions
Assessments
The verified commitment was to regulate conflicted clearing and self-custody arrangements. Verified evidence shows this was a Committee recommended action, and Webull referred to the items as recommended actions. The available verified evidence does not show a final enacted regulation or completed regulatory outcome as of 2026-10-14; the related federal rulemaking evidence only verifies a comment deadline. Because the commitment is an outcome/action to regulate, and the record supports recommendation/effort rather than enactment, the outcome remains unresolved. The effort is materially attributable to Moolenaar in his chairman/committee context, but delivery is not proven.